Risk Disclosure
_____________________________________________________________

Please read all the following risk disclosure statements and information material prior to trading with Etech Securities Inc.

Etech Securities Inc Client Margin and Risk Disclosure Documents
Margin Disclosure Statement
SEC Daytrading Disclosure
NASD Risk Disclosure Statement
SEC - What You Need to Know About Trading In Fast-Moving Markets
Extended Hours Trading Risk Disclosure
Anti-Money Laundering Statement

If you click on one of the sites below, you will be leaving
www.etechsecurities.com.

NASD - Securities Industry Regulation
SEC - Securities Industry Regulation
NASDR- Electronic Investing / Margin Information
NASDR - Purchasing On Margin & Risks Involved
NASDR - Understanding Margin
OCC - Characteristics and Risks of Standardized Options

Etech Securities Inc. clears all its trades on a fully disclosed basis through Penson Financial Services. The firm receives remuneration for directing orders in equity securities to particular broker/dealers or market centers for execution. Such remuneration is considered compensation to the firm, and the source and amount of any compensation received by the firm in connection with your transaction will be disclosed upon written request. If you have any further inquiries, please direct them to the Compliance Officer at Etech Securities Inc. For more information visit the following websites.

SEC RULE 11Ac1-6 (corrected 11Ac1-5)

SEC RULE 11Ac1-6